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You are an external consultant hired to research, plan, implement and monitor a compliance management system you can use your current system or you will need to research a new system. If you are studying conveyancing your system must be relevant to Conveyancing.
Note: If you do not have an appropriate workplace upon which to base this assessment task, you can use the Charity-Care case study provided by your assessor.
a) Meet with relevant personnel in your organisation to receive information on:
-the overall budget for the compliance management system
-organisational requirements and criteria for the compliance management system.
b) Develop a research plan which outlines:
-research tasks to be undertaken
-proposed research methods; including survey tools to gather qualitative and quantitative information on, for example, organisational compliance performance figures, compliance culture, etc.
c) Collect organisational data on compliance performance.
d) Research and identify the compliance requirements that are applicable to the organisation, including:
-internal compliance requirements as described by organisational policy and procedure documents
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